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Stock issues
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171	2014 YEAR IN REVIEW FISD MANAGEMENT REPORT In 2014, members once again used FISD as the place to learn about new challenges, debate important issues, solve longstanding problems, and connect with their global peers. Add to Reading List Source URL: www.siia.net Language: English - Date: 2015-02-04 12:34:55 Finance Financial system Market data Thomson Reuters Markets in Financial Instruments Directive Global Harmonization Task Force Reuters London Stock Exchange MDDL Financial data vendors Financial markets Financial economics
172	Chapter 7 Changes in capital and new issues Chapter 7 Changes in capital and new issues Table of Contents Add to Reading List Source URL: www.asx.com.au Language: English - Date: 2014-06-27 00:06:38 Finance Security Short Australian Securities Exchange Prospectus Form 144 Qualified institutional placement Stock market Financial economics Investment
173	Research Dispatch, Oct[removed]Equity Issues and the Impact of Lead Manager Affiliation on Broker Market Share and Trading Volume Seasoned equity offerings (SEOs) are widely regarded as one of the most important capital st Add to Reading List Source URL: www.cmcrc.com Language: English - Date: 2014-10-31 00:18:41 Finance Investment Financial markets Rights issue Stock High-frequency trading Financial economics Corporate finance Stock market
174	Equity Issues and the Impact of Lead Manager Affiliation on Broker Market Share and Trading Volume Abstract This paper studies the trading volumes and market shares of brokers surrounding Seasoned Equity Offerings (SEOs) Add to Reading List Source URL: www.cmcrc.com Language: English - Date: 2014-10-31 00:18:41 Business Investment Financial markets Corporate finance Financial regulation Initial public offering Brokerage firm Short Day trading Stock market Financial economics Finance
175	ISSUES CONCERNING SHANGHAI-HONG KONG STOCK CONNECT 1 1. What is the role of Hong Kong Securities Clearing Company Limited (HKSCC) in Shanghai-Hong Kong Stock Connect? HKSCC provides clearing, settlement and depository se Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2015-01-06 05:40:48 Financial system Security Shanghai Stock Exchange Securities market Indirect holding system Euroclear Direct holding system Settlement Securities and Futures Commission Securities Financial economics Finance
176	RULES CONCERNING GREEN SHEET ISSUES AND PHOENIX ISSUES (January 17, 2001) Chapter 1. General Provisions (Purpose) Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-11-21 01:54:21 Securities Exchange Act Financial economics Investment Finance SEC filings Stock market United States securities law Security
177	Good, Bad or Inevitable? The Introduction of CCPs in Securities Lending A White Paper on the issues, opportunities and implications for the securities lending industry. Authors: Andrew Howieson, Howieson Consulting and R Add to Reading List Source URL: assets.tabbforum.com Language: English - Date: 2011-05-03 09:54:58 Securities Financial markets Stock market Short selling LCH.Clearnet Over-the-counter Securities lending Clearing Security Financial economics Finance Financial system
178	DETAILED RULES CONCERNING REPORT TO THE ASSOCIATION ON COMPANY INFORMATION, ETC. BY COMPANIES, ETC. ISSUING GREEN SHEET ISSUES AND PHOENIX ISSUES (October 19, 2004) Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2014-06-12 20:30:34 Business Corporate finance Preferred stock Dividend Bankruptcy Generally Accepted Accounting Principles Stock market Financial economics Economics
179	Market Structure Review FIRST QUARTER[removed]Market structure issues remained at the forefront for Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-06-30 16:07:16 Investment Stock market Mathematical finance Late-2000s financial crisis High-frequency trading United States Securities and Exchange Commission Algorithmic trading Commodity Futures Trading Commission Futures contract Financial markets Financial economics Finance
180	Report of the OTC Derivatives Regulators Group (ODRG)1 on Cross-Border Implementation Issues March 2014 At the St. Petersburg summit in September 2013, the G20 leaders welcomed the set of understandings of the ODRG Princ Add to Reading List Source URL: www.g20.utoronto.ca Language: English - Date: 2014-11-16 02:25:12 Trade Repository Commodity Futures Trading Commission Financial regulation Stock market International Organization of Securities Commissions Derivative U.S. Securities and Exchange Commission Over-the-counter Securities Commission Financial economics Financial system Finance

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